SEC ORDER HANDLING DISCLOSURE

Report on Routing of Customer Orders

Under SEC Rule 606 (formerly SEC Rule 11Ac1-6), White Mountain Capital, a broker dealer that routes customer orders in equity and option securities, is required to make publicly available quarterly reports that identify the market centers to which customer orders are routed for execution. In addition, White Mountain Capital is required to disclose to its customers, upon request, the markets to which their individual orders were routed.

Click on the link below for execution statistics for the most recent quarter.
Rule 606 Report

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White Mountain Capital LLC website and its links (together the “Web Site”) are presented for informational purposes only. The Web Site is neither offering or soliciting to buy securities of any kind nor is it giving any type of investment advice upon which any type of investment advice upon which any person should rely without giving due consideration to other sources of information. White Mountain Capital LLC is a registered Broker-Dealer and a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). All retail brokerage customer securities transactions are cleared through Hilltop Securities Inc (SWST).

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