Report on Routing of Customer Orders
Under SEC Rule 606 (formerly SEC Rule 11Ac1-6), White Mountain Capital, a broker dealer that routes customer orders in equity and option securities, is required to make publicly available quarterly reports that identify the market centers to which customer orders are routed for execution. In addition, White Mountain Capital is required to disclose to its customers, upon request, the markets to which their individual orders were routed.
Click on the link below for execution statistics for the most recent quarter.
Rule 606 Report
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